A Protocol for Authentication of Paintings

Walter C. McCrone 1 and Eugene Markowski 2

ABSTRACT

Strictly speaking, it is impossible to authenticate any painting to the extent of naming the artist who produced that object. One can only increase the likelihood thereof. In one celebrated case I felt I had fully proved Manet had indeed painted a particular painting (McCrone 1987) but a "scholar" on whose reaction the art world depends for final acceptance of authenticity only said "someone" could have borrowed Manet's palette one fine day and painted that picture. In a second celebrated case (McCrone 1990) I was even unable to prove to the world that a particular painting was, in fact, a painting and not an artifact produced by other means, e.g., some sort of photographic process.

We can only suggest the ways and means of increasing the likelihood of authenticity in terms of a particular artist's effort. This includes a cooperative approach by a group of experts: experts in the composition and dating of the physical components, that is, pigments, medium, and support, of the painting; scholars trained in art history; investigators able to develop the provenance for that painting; and stylists trained in the study of the attributed artist's painting techniques and style(s). The idea of authenticity extends from authenticity of the painting to authenticity of the experts themselves. They must be proven (and recognized as proven) experts in one or more of the areas of science and scholarship involved in evaluating authenticity.

There is a basic difference between the scientific contribution to the question of authenticity of an object and that of the scholars. Carbon-dating and pigment identification techniques answer a "Yes or No" question. Either they yield a date within the time of an attributed artist or they do not. On the other hand, the contributions of the scholars are still subjective and we often find such experts divided on the subject of authenticity of a given painting.

INTRODUCTION

There is a need for an organization, recognized by the art world, charged with the task of evaluating claims of authenticated-artist paintings. If this panel then states that the evidence of the experts has sufficiently proved the likelihood that a given painting is authentic, then their published conclusion to that effect should be accepted by the art world and that painting is authentic.

The only paintings I would bet my last dollar on being authentic would be The Last Supper by Leonardo or Michelangelo's Sistine Chapel murals. Any paintings on canvas, wood or other portable surfaces are impossible for anyone to authenticate with absolute certainty. The experience of the Rembrandt Committee during the past few years in de-authenticating dozens of previously "authentic" Rembrandts is a case in point. We can only build up positive evidence in favor of authenticity until recognized art experts concede a given painting is authentic. Even then the accolade of authenticity is an opinion and many such have been discredited by subsequent experts.

To have a chance of being acknowledged as authentic requires a body of evidence sufficient to reduce doubts to the point they can be ignored. This requires significant convincing evidence based on scientific analyses of the composition of all the painting's components (pigments, medium, and support). Equally important are the opinions of art scholars experienced in the iconographic aspects and style characteristics of the artists' works during different periods of their career. And finally, a convincing provenance for that painting must be determined to the degree possible. Unfortunately, it is impossible to prove to the satisfaction of every one that any painting is authentic. A confirmed skeptic can always find some reason any painting cannot be authentic. I can cite two such examples.

I once worked on a painting The Infanta Marie Marguerite, a painting alleged to be a lost copy of a Velsquez painting in the Louvre by Edouard Manet about 1860 (McCrone 1987). I found that the pigments not only matched Manet's known palette of that period, but amazingly to me, it contained very rare variants of three of these pigments I had never seen before. They were cobalt blue, lead white, and vermilion; all were known to, and used by Manet but not usually in the variant forms I found in The Infanta. The cobalt blue had a uniquely low refractive index. The lead white was lead carbonate, PbCO3, rather than the usual basic lead carbonate, PbCO3 Pb(OH)2, and the vermilion was unusually pure in terms of trace elements.

Two paintings "known" to have been painted by Manet about 1860 3 were then analyzed and found to have these same three variant pigments. In addition, individual lead white pigment crystals from both The Infanta and the Ballet Espagnol were analyzed quantitatively for trace metals. Both contain the same nine trace metals in closely similar percentages; this can only mean they have a common source. I concluded those three pigments in three different paintings would not be more similar if they had been squeezed from the same tubes of paint. I couldn't imagine any better proof of authenticity of The Infanta Marie Marguerite than that; but a scholar whose opinion we sought said only "someone could have borrowed Manet's palette and painted the Infanta."

Figure 1: Head Image Areas, Shroud of TurinAnother acutely frustrating experience involved a grisaille painting on linen done with red ochre and vermilion pigments in a gelatin medium (McCrone, 1990). There can be no doubt about that conclusion, but a vocal body of dissenters state in uncertain terms that the Image is blood and no pigments are present (see Figure 1). Obviously, opinions are more important than facts in some authenticity studies.

There is a great need for a better under standing of what constitutes authenticity and for recognized panel of experts capable of evaluating claims of authenticity in order to present a "certificate" of authenticity that would be accepted by the art world. An organization, I believe, well qualified for such a responsibility is IFAR, the International Foundation for Art Research, in Manhattan. They are best known for their Stolen Art Alert, a record of stolen art and efforts to recover such. They also accept individual authenticity problems and are very competent in evaluating art and establishing its authenticity.

Many, if not most of us are familiar with IFAR Reports, a publication that publicizes stolen art. This was first called the Stolen Art Alert , then the Art Loss Register and now, again, the Stolen Art Alert. Constance Lowenthal as Executive Director and Virgilia Pancoast as Director of the Authentication Services until recently deserve the credit for establishing IFAR as the group for the authenticating research or for evaluating the research of others. As of 1998, IFAR took on a new life with the retirement of Constance Lowenthal. Her ideal replacement is Sharon Flescher, and IFAR Reports is now a formal journal, IFAR Journal. Virgilia Pancoast, I'm pleased to see, is still "Consultant, Authentication Services." The IFAR Journal now publishes formal papers. With worldwide contacts and a very high reputation, WAR has the ability to fill a real gap in authentication studies. For too long, the subjective viewpoints of many scholars have left many works of art in limbo, neither accepted or unaccepted as authentic. I believe IFAR could evaluate any existing claims of authenticity, perform additional work to test those claims, and produce a carefully considered opinion that would be accepted as a final verdict. I dearly hope they will do so. Unfortunately, they haven't accepted this fearsome responsibility perhaps because they haven't been asked. I am sending them a copy of this paper before publication to elicit a response.

Figure 2: Christ Among the Doctors Going back to my "Protocol," I would like to present as an example for authenticating paintings John Harrington's Christ Among the Doctors (see Figure 2). John Harrington possesses a remarkable set of qualities: an avid interest in art, an eye for quality, and an ability most historians would envy of being able to investigate and establish a credible provenance for authentic paintings. A pretty complete coverage of what was then Harrington's 12-year authentication effort has been published (McCrone, Graham, and Polizzi, 1996).

Since that publication at least two additional art scholars have studied Christ Among the Doctors and concluded it to be a long-lost Leonardo painting as determined by John Harrington. Klara Garas of Budapest has a long and important background in the arts. Starting with a degree in History of Art and Archeology from the University of Budapest, she went on to become Assistant Curator, Curator, and finally Director of the Museum of Fine Arts in Budapest (1964-1984). She is a member of the Hungarian Academy of Sciences and has published more than 100 articles in art magazines and scientific journals and at least 10 books including Paintings in Hungary in the 17th Century, followed by the same title but in the 18th Century, Venetian Paintings of the 18th Century, and Italian Portraits of the Renaissance. An as yet unpublished book covers in detail the paintings of Giorgione.

Her study of Christ Among the Doctors-Harrington led to strong evidence that this painting had been owned by the noted Italian Martinelli family since the 16th Century. The Martinellis were then, and later, closely associated with the theatre and the arts in Italy. John Harrington purchased Christ Among the Doctors in 1984 from a present member of that family. Klara Garas' conclusion after her historical study was that Leonardo painted John Harrington's picture.

The other well-known scholar, Professor of Art History, Eugene Markowski, of Trinity College in Washington D.C. has made an independent detailed study of Christ Among the Doctors- Harrington and his critical analysis follows:

1. THE ICONOGRAPHY

A. Christ's Vestments: The cloth bands which crisscross the Christ figure in Christ Among the Doctors are a representation of the liturgical stole worn as part of the priest's liturgical vestments during the time of Christ. During this period the stole represented the priest's authority as teacher, or presider, one who led the congregation in religious ceremonies. For priests in the Roman Catholic Church, the stole was worn over the other vestments; by the time of Vatican II and until recently, the stole was worn under the other vestments. Presently, the stole is worn over the priest's shoulders and hangs down alongside the arms.

The color of the vestment under the stole worn by the Christ figure is red, the color for priestlyvestments worn during the Feast Day of Pentecost. This feast day is the celebration (memorial) of the event in which the power of the Holy Spirit (traditionally represented as flames, hence the color red for the vestments) descended upon the apostles empowering them with knowledge of, and the ability to speak in other languages and to teach the new religion of Christianity.

B. Christ's hands: The hands of the Christ figure are held close to one another with three fingers extended, two on the left hand, and one on the right hand, to form a triangle. The triangle is often used, especially by the Roman Catholic Church, to represent the Triune God, three in one: the Father, the Son, and the Holy Ghost. While just two fingers form the lateral sides of the triangle, the near forefinger of the left hand suggests a part in the triangular representation of the Triune God.

C. The figures in the background: To the left and to the right of the Christ figure are depictions of the priests of the temple, representing the old church/ temple, (the Old Testament of the Bible), while the central figure of Christ represents the new church / temple (the New Testament). The various styles of clothing worn by these figures refer to the various positions held by the temple priests.

D. The title of the painting Christ Among the Doctors refers to St. Lukes's description in the New Testament (2: 42, 46, 47, 49, 50) of Christ teaching to the priests in the temple. St. Luke says that Christ was about twelve years old at this time and that it was Christ's first teaching experience. Leonardo's representation of Christ in this painting is that of a very young man, perhaps in his teens.

E. Conclusion: The various forms of iconography used by Leonardo for this painting direct attention to Christ as a teacher, founder of the new church, and the doctrines as well. Quite possibly, Leonardo conferred with a priest advisor concerning the iconography just as Michelanglelo certainly did concerning his frescos for the Sistine Chapel. It is also possible that Leonardo visited the cathedral in Prato to see the fresco of The Feast of Herod, painted by Fra Fillippo in 1452. In the background of this fresco, at the feast table centrally located is a figure wearing the stole of priestly authority within the temple and of teaching authority. This fresco also juxtaposes the New and Old testament, just as Leonardo does in Christ Among the Doctors. Finally, Christ Among the Doctors , intended as an image concerning teaching, may have been commissioned by a teaching order within the Church, rather than as a private commission. The facial and hand expressions for each priest represented are direct links to St. Luke's statements found in Chapter 2: 46, 47, 49. John Harrington believes that the Christ figure may well have been painted by Leonardo in support of his application to the Guild of Florentine painters in 1472.

2. PERSPECTIVE AND COMPOSITION

A. Perspective: Leonardo often used one-point perspective in his paintings and drawings. The Last Supper fresco in the refectory of Maria delle Grazie (Milan), The Adoration of the Magi, 1481, Uffizi Gallery (Florence), The Annunciation, 1470, Uffizi (Florence), and the Mona Lisa, 1503, Louvre (Paris) are among the more obvious examples. Nearly always, the vanishing point among his one-point compositions may be located behind the central figure or object. The horizon line, located on a single vanishing point, is placed about one third of the picture plane's proportion from the top. This proportion ties in with Leonardo's preference for a strong vertical and horizontal axis. The vertical minor axis and the horizontal may be the axes that hold groups of figures or objects.

B. Composition: When Leonardo uses a single vanishing point perspective, his compositions tend to be symmetrical, lending a certain formality to the overall image. Within the rather formal composition of symmetrical arrangements he activates figures and objects into movement through gesture and placement. When a single figure or groups of figures are used in one of these compositions, depicting the vanishing point from about the waist to the top of the head, he suggests that it is, in fact, the entire figure, or person who is being represented, implying therefore, a full-length figure portrait. This suggestion of a full-length portrait is accomplished by the relationship of the figure's hands relative to the bottom of the picture plane (about 1/3 to 1/4 from the bottom), and the head with about the same proportional relationship to the top of the picture plane. One may find that throughout all of Leonardo's compositions a mathematical permutation is in play. These are, in effect, compositions that visually read as "right" and "correct", and quite architectural.

Hands as shapes in Leonardo's compositions always play a major role in the success of his compositions, but more important than shape within the composition is the hand as a key to understanding the content of the painting or drawing. Furthermore, hands as Leonardo depicts them are in fact outward manifestations of an inward emotion, thought, or doctrine. The hands of the Christ figure in The Last Supper relay two doctrines, the left hand is extended in an offering of bread symbolizing the consecration of the bread at the sacrifice of the Mass (this is my body), while the right hand is extended in blessing of the wine, or consecration of the wine (this is my blood). The expression, or position of the hand is also the position of the priest's hand in the final blessing at the conclusion of the Mass toward the congregation (go in peace). The hands of the apostles, depicted in a great variety of positions and placement within the composition, are quite clearly intended to be outward visual expressions of each apostle's inward emotional and intellectual response to Christ's revelations through hand gestures.

While the hand of the Virgin in Leonardo's painting Madonna of the Rocks, 1483, in the Louvre, is extended in blessing over the Christ child, her hand is in the very same position that Leonardo used for his Christ in The Last Supper. For both paintings Leonardo used the triangle as the central geometric shape for both Christ and the Virgin. The Christ figure in Christ Among the Doctors is also shaped within a centrally located triangle. For each of these paintings, the central triangle is proportionally the larger geometric shape and is contrasted against other triangles within the totality of the composition. Leonardo uses the triangle with mathematical permutations that create the underlying architecture of his compositions, thus lending a firm structural whole. In several of these composition types such as the Mona Lisa, Woman with an Ermine, and Christ Among the Doctors-Harrington, the hand or hands are used as a visual lead-in to the composition. In each of these compositions the hands may be active or at rest, but they are, without question, significant symbols in not only understanding Leonardo's genius for composition, but important leads to the content.

C. Conclusion: The perspective, both linear and aerial, and composition for Christ Among the Doctors are directly related to the other Leonardo paintings mentioned, and as such, could not be understood by a copyist to the degree of execution seen in this painting. Further, the perspective and composition for this painting are used by Leonardo to underscore that this painting was indeed a "teaching painting". Leonardo used all his knowledge in mathematical permutations within the compositional and perspective guidelines to support his iconographic information to form an image that was net only a fulfillment of the patron's desires, but was also an early signature work whose visual and intellectual content may be found in other later paintings.

3. STYLISTIC ANALYSIS

Chiaroscuro aside, which is so clearly related to other Leonardo paintings, there appears to be stylistic similarities between Christ Among the Doctors and other paintings by Leonardo that are important enough to establish this painting as one of Leonardo's.

The hair in this painting is not linearly treated as it is in some of his other paintings, but is more softly brushed with pigment, as it is in the treatmentof the hair of the Christ figure in The Last Supper. Christ's hair in The Last Supper is parted off-center and is parted off-center in Christ Among the Doctors as well. The proportion of the fingers to the body of the hand are greater than one would find normally. This odd proportional preference by Leonardo may be found in his other paintings such as St. John the Baptist, Lady with Ermine, Madonna of the Rocks and the Mona Lisa. This extension of the fingers by about one-fourth more than normal, is certainly intended for expressive purposes. Given the importance Leonardo placed on hands in his compositions, it is easy to understand why he stylized the fingers as he did. The lips of the Christ figure in The Last Supper are dearly outlined and color filled. The Christ Among the Doctors painting reveals that the lips of the Christ figure are treated in the same stylistic manner as are the eyes. The eyes are not on a perfect horizontal, and the nose is long and thin. These facial characteristics may be found in most of Leonardo's representations of the human face. It is rare to find a perfect symmetrical face in his paintings or drawings. Through study of Leonardo's "study sketches," he visually states that no true symmetry exists in nature including the human form, except for mathematical symmetry such as one to one, two to two, etc.

Finally, the light source in most of Leonardo's work is left-hand oriented, that is, the light appears to come from a source that is located to the left of the picture plane. At times, this light source offers a very strong light, producing clear cast shadows, or at times a softly diffused light with cast shadows not dearly defined. Since Leonardo was left-handed, this would be a natural if not automatic choice for a light source. Christ Among the Doctors reveals a light source that comes from the left of the picture plane, a strong light source producing the chiaroscuro effects of light, shade, cast shadow, reflected light, and highlight. Through this lighting mode, the modeling is carried out to the highest degree in order to produce volumes that will give the most convincing illusion: a third dimension. Leonardo focuses the light directly upon the left hand of Christ (this could be a subconscious placement by Leonardo because of his left-handed ness, or, a connection to his own spirituality) intending to bring the observer's attention to the hands which form the central triangle of the Christ figure.

CONCLUSION

Throughout Leonardo's career his use of light in his paintings and drawings is consistent (nearly always left-handed orientation) along with his compositional techniques. It is this very consistency that one finds in Christ Among the Doctors -Harrington. Each one of the visual elements in this painting, if examined separately and placed within the context of any other of his paintings, shows that the transfer would make a perfect fit technically and stylistically.

Stylistically, Leonardo creates a very fine tension between the figures and objects he represents, a tension that one may visually read as a frozen moment in time, but one that never excludes the observer. He brings the observer into the space and activity through his technical ability and force of genius, a space that is always represented as one devoid of sound, a quiet stillness of peace. Christ Among the Doctors exemplifies these qualities and stands finally in the place of progression from this early work to later works.

As of today, there are scholars who do not accept the attribution of Christ Among the Doctors -Harrington to Leonardo. All of those, however, who have made a serious study like Joseph Polizzi, Lanier Graham, Walter McCrone, Klara Garas, Eugene Markowski and, of course, John Harrington, are in full agreement that the available evidence fully supports the attribution to Leonardo da Vinci.

This, then, is where WAR is needed. The owners, John and Elfriede Harrington, want nothing more than to share this fine painting with the public by seeing it hanging in a major art museum. Now, however, it can be exhibited only in their home where only they and their friends can envy it. IFAR, by a careful and complete study of all past authentication studies and their own added effort, could draw their conclusion with a published paper—a decision that like those of the Rembrandt Committee would justify a universal agreement accepted by all parties and remove a fine painting from limbo.

REFERENCES
McCrone, W.C. (1987) Authenticity Study of a Possible Manet Painting; Microscope 35: 173-194.
McCrone, W.C. (1990) The Shroud of Turin: Blood or Artist's Pigments? Accts. of Chem. Res. 23: 77.
McCrone, W.C., L.Graham and J.A. Polizzi (1996) Microscope 44: 119-136.

FOOTNOTES
1 Director Emeritus, McCrone Research Institute, Chicago, IL 60616-3292
2 Professor of Art History, Trinity College, Washington, D.C
3 La Verscuse: La Femme a la Cruche in the Ordrupgaard Collection, Copenhagen and the Spanish Ballet in the Phillips Collection, Washington, D.C.